Experience:

Highly experienced Regulatory/MLRO/ Financial Crime Risk/Audit/Corporate Governance expert

US and German qualified lawyer who has had detailed exposure to AML, Anti-Bribery & Corruption legislation, FATCA, CDOT, Risk Mitigation Programmes, Corporate Governance, Audit, Risk with detailed product knowledge in financial services and corporates.

Multi-lingual (German, Spanish, Italian) and in multi jurisdictions (Germany, UK, US, Switzerland, Italy, Cyprus). Regulatory FSA, FCA, PRA, BaFin, CONSOB, CySEC, Japan FSA, CFTC, SEC Comisin Nacional del Mercado de Valores

Financial Crime Specific: 

3rd -6th AMLD, EDD, KYC, Sanctions (EU/UK/OFAC/UN), PEPs, Anti-Bribery and Corruption, Criminal Finance Act, Modern Slavery Act, POCA

Products: 

Shares (AIM, LSE), IPO and Pre-IPO, Corp. Fin. Research, Corp. Fin., Market Making, Principle Dealing, Corp. Banking, Corp. Broking, Commodities, FX, CFDs, UK and US funds, Swaps, equities, Gilts, Bonds, Cards, Payment Services Sector

Experience: 

Financial Services, Banking, Broking, Insurance, Asset Management, Payment Services, Peer to Peer Lenders, Gambling and Gaming, Corporates, Law firms, Internal Legal functions, Construction, Sports Clubs, Estate Agents