Anti Money Laundering Officer
Patricia is a highly experienced Regulatory/MLRO/ Financial Crime Risk/Audit/Corporate Governance expert
Highly experienced Regulatory/MLRO/ Financial Crime Risk/Audit/Corporate Governance expert
US and German qualified lawyer who has had detailed exposure to AML, Anti-Bribery & Corruption legislation, FATCA, CDOT, Risk Mitigation Programmes, Corporate Governance, Audit, Risk with detailed product knowledge in financial services and corporates.
Multi-lingual (German, Spanish, Italian) and in multi jurisdictions (Germany, UK, US, Switzerland, Italy, Cyprus). Regulatory FSA, FCA, PRA, BaFin, CONSOB, CySEC, Japan FSA, CFTC, SEC Comisin Nacional del Mercado de Valores
3rd -6th AMLD, EDD, KYC, Sanctions (EU/UK/OFAC/UN), PEPs, Anti-Bribery and Corruption, Criminal Finance Act, Modern Slavery Act, POCA
Shares (AIM, LSE), IPO and Pre-IPO, Corp. Fin. Research, Corp. Fin., Market Making, Principle Dealing, Corp. Banking, Corp. Broking, Commodities, FX, CFDs, UK and US funds, Swaps, equities, Gilts, Bonds, Cards, Payment Services Sector
Financial Services, Banking, Broking, Insurance, Asset Management, Payment Services, Peer to Peer Lenders, Gambling and Gaming, Corporates, Law firms, Internal Legal functions, Construction, Sports Clubs, Estate Agents
At Frost Group, we want to make things as easy as possible for you. That is why, if you can’t come to us, we’ll come to you. We operate face to face, nationwide meetings, wherever is most convenient for you.